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Newsletter and Technical Publications
<The Councillor as Guardian of the Environment>
An Essay and Workshop for Local Elected Leaders on Environmental
Governance
with Emphasis on Adopting Environmentally Sound Technologies (ESTs)
- Training for Elected Leadership -
Part I - Essay on the Councillor as Guardian of the
Environment
- ESSAY -
Man did not weave the web of life, he is merely a strand in it. Whatever he
does
to the web he does to himself. Chief Seattle, Native American Leader, 1857.
Definition and Summary
D. Tactics, Strategies and Approaches for Sustainable
Development
| As we have stated many times, there are
numerous tools, tactics, strategies, resources and success stories you can
use in your council's efforts to build a sustainable capacity to engage in
sustainable development. Some will seem fairly routine while you may think
others are beyond the reach of your council and local government
organization. But all, we hope, will spark your imagination and start you
thinking creatively about how to become a better Guardian of the
Environment. So, it's time to open the Managing Change toolbox and
examine some of these tools in more depth. Let's begin with those in the
drawer marked Awareness and Vision. |
1. GAINING AWARENESS-CREATING VISIONS
Awareness and vision are the most essential tools
for developing sustainable responses to environmental challenges. If you don't
know a problem exists, you are not likely to solve it. If there is no vision of
a better tomorrow, it is very difficult to plan and work towards its
realization. Being a Guardian of the Environment requires both these
tools, for different reasons. Let's take a brief look at what makes these tools
distinctive and explore some ways to sharpen them.
Awareness is a personal trait, characteristic, and skill that
helps us determine when the state of our environment, for example, is not what
it should be. Vision, on the other hand, helps us to see a future environmental
state that is vastly improved. Both kinds of personal detecting equipment are
important in the role of environmental guardian. But, they are different in the
following ways:
| AWARENESS |
VISION |
| 1. Is more tactical; short term in perspective. |
1. Is strategic, involving long range thinking. |
| 2. Pays more attention to the details. |
2. Sees the situation from a broader perspective |
| 3. Often requires determining what has gone wrong and how to
fix it. |
3. Imagining how things could be in the future. |
| 4. Involves more convergent thinking (focusing in). |
4. Is best achieved through divergent thinking (straying
from the rational path). |
| 5. Is more reactive behaviour. |
5. Is more anticipatory. |
When the World Commission on Environment and Development issued
its report nearly ten years ago, it provided a new level of awareness about the
state of environment and development that hadn't existed before. The Commission
also describe the standards required to achieve a vision of sustainable
development for the future.
These included:
- a political system that secures effective citizen participation in
decision making;
- an economic system that is able to generate surpluses and technical
knowledge on a self-reliant and sustained basis;
- a social system that provides for solutions for the tensions arising from
disharmonious development;
- a production system that respects the obligation to preserve the
ecological base for development;
- a technological system that can search continuously for new solutions; and
- an administrative system that is flexible and has the capacity for
self-correction.
| Question: How do the every day reality
of your local government's development and environmental efforts measure
up to the Commission's standards? |
Before going further, we want to describe a situation that has developed in a
medium sized city in one of the world's most beautiful settings, the Rift Valley
in Eastern Africa. It involves honorable intentions, technical assistance,
international cooperation, different perspectives about problem sources and
possible solutions, angry confrontations among scientists and government
officials, and (in the opinion of many who are studying the situation)
ecological devastation. The dilemma facing the City of Nakuru, Kenya dramatizes
the clash that often emerges when nature and technology meet head on.
[To construct this story, we have relied on a series of articles from Kenya's
leading newspaper, the Daily and Sunday Nation. Dr. Warui Karanja, Senior
Lecturer in Ecology at the University of Nairobi, created a firestorm of
controversy when he told the story of Nakuru's misfortunes in a special report
to the Sunday edition of the Nation on 21 January 1996. This article was
followed by an official rejoinder by the Government of Kenya which was aired in
the Nation just ten days later. We have borrowed generously from these news
article and hope we have not infringed on the integrity of any of the
information sources in what is obviously a complex and vexing dilemma for all
who have been and continue to be involved.]
Flamingos' Paradise: Temporarily Lost
From outer space, Lake Nakuru must look like a
tear drop on the face of Africa. From downtown Nakuru, the tears are real.
In the opinion of many observers, the burgeoning city has lost its mark of
distinction and a huge chunk of its local economy through the generosity
and good intentions of a donor country half a world away.
The two million plus flamingos that graced the shores of Lake Nakuru have
departed, taking with them the tourists who came from around the world to
experience the pink clouds the birds created when in flight. As Dr.
Karanja points out, Lake Nakuru is not a lake in the true sense of the
word. It is "a giant raw sewage treatment pond or lagoon"; 42
square kilometers in size; that, for decades, has been receiving raw human
waste and industrial effluent from the neighboring town by the same name.
Because of a rare combination of events, a symbiotic relationship between
human waste and some of nature's most beautiful creatures evolved.
The most likely culprit in this sad scenario, according to Karanja and
others, is a new Sh800 million (in excess of $20 million dollars) complex
of water treatment lagoons, funded by a well intentioned international
donor. The new lagoons have effectively stopped the dumping of raw sewage
and related water into Lake Nakuru at the same time ground water going
into the lake has slowed to a trickle due to more intensive farming in the
catchment area. Consequently, the lake's complex ecosystems seems to have
collapsed.
Dr. Karanja in his article called for the dismantling of the newly
constructed "ultra-modern" sewage treatment lagoons which would
allow the raw sewage to return to the lake. But, he goes on to say,
"this would be a very painful undertaking, both diplomatically and
economically (we are talking of government-to-government 'cooperation'
involving no less than Sh800 million being flushed down the drain.")
Representatives of the Government of Kenya issued a statement to the
media, shortly after the Karanja article appeared, to defend the actions
that were taken to assist the Nakuru community with its waste water
problems. Among other comments, the Government representative stated it
was "found prudent to construct a sufficient sewerage scheme at
Nakuru for the treatment of domestic and industrial waste water in order
to abate water pollution to the lake." As foundation for its
position, the government pointed to the results of environmental impact
assessment studies conducted to determine the impact of the Greater Nakuru
Water Supply Project on the Lake Nakuru basin.
Three reasons were given by the government for its decision to begin
phased implementation of the project with the assistance of external
funding agencies. First was increased water demand, projected at nearly
two times the current supply. Second was the overloaded sewage treatment
plant which had for a long time been discharging partially treated sewage
into the lake. Third was the continuous drainage of storm water from the
Town of Nakuru into the lake, carrying with it various non-biodegradable
pollutants and waste oils.
A team of experts dispatched by the Kenya Wildlife Service to investigate
the controversial dwindling flamingo population at Lake Nakuru reached
some surprising conclusions. "Whereas, in the past conventional
ecology and environmental conservation have pursued a no-effluent policy,
the Nakuru findings point to the fact that effluent may not be bad after
all. Species subjected to pollution," according to the team's
investigations, "might be adapting and improving in their ability to
survive in polluted environments." If so, it is a finding that runs
contrary to the government's claims.4 |
While the environmentalists and the government seemed to be working from
polar positions, supported in large measure by the conventional wisdom defining
their respective disciplines and concerns, the Wildlife Service was suggesting
the emergence of a new paradigm. Given the diversity of opinion about the plight
of the flamingoes, could the controversy surrounding the Nakuru dilemma have
been avoided through:
1. Greater awareness of the ecological balance that nature had created over
the years; and
2. A vision of the consequences that would result from technological changes
designed to cope with the pervasive problem of human waste?
Perhaps.
Sometimes adversity is the mother of invention. When two million pink
flamingos left Nakuru, it was a wake-up call to many community leaders that all
was not well. Just prior to the controversy, the Municipal Council of Nakuru, in
collaboration with UNCHS (Habitat) and the Belgium Administration for
Development Cooperation, signed an Urban Pact outlining an agenda of actions
designed to achieve a broad range of community objectives. They are an integral
part of Nakuru's commitment to, and involvement in, Localizing Agenda 21: Action
Planning for Sustainable Urban Development. The stakes involved in implementing
the action plan have been raised by the flight of the flamingos. So has the
community's awareness about the fragile nature of its natural environment as it
confronts the reality of urban growth and technological change that comes with
economic activity.
Fortunately, many of the flamingos have returned to Nakuru. But, the
challenge remains. As the water level in Lake Nakuru receded, for whatever
reason, the air became more polluted by dust that contained an exotic mix of
chemical residue. The complexity of the dilemma continues to unfold.
Nevertheless, positive results have evolved from the saga of the fleeing
flamingos:
- community awareness and understanding have increased about the challenges
associated with technology and its impact on the environment, both good and
bad;
- the number of stakeholders (partners and coalitions), and the
dialogue within and beyond the community boundaries, have expanded because
of the open controversy; and,
- the Council's commitment and resolve to carry out the actions defined
within the Localizing Agenda 21 Project has been strengthened. Let's look at
some of the principles and assumptions that guide SCP and form the basis for
the role of environmental guardian by local elected officials.
The City Councillors of Nakuru have joined the long list of communities that
have experienced controversy from ventures supported by external donors and been
caught in the crossfire of technical debate and alternatives solutions. We are
not suggesting the two are necessarily linked, but surely there are lessons to
be learned from the double barreled assault experienced by the councillors in
Nakuru. We want to suggest the following for openers. Perhaps you can think of
more.
- The old admonition among farmers that "you should never look a gift
horse in the mouth" is no longer valid. Gifts can, at times, be very
expensive to those who receive them.
- Developing countries, and their local governments, are frequently at a
disadvantage when confronted with external technical assistance. While
communities involved in projects with potentially adverse environmental
consequences should consult credible environmental ecologists, there is a
problem. As Dr. Karanja points out in his article, developing countries have
only seven percent of the world's qualified ecologists. Efforts must be made
to share these scarce resources in a more equitable and effective way.
- Ecological wisdom is often found among local people who innately
understand the symbiotic relationship between planet earth and those who
dwell on it for short periods of time. Unfortunately, their advise and
experience are rarely sought when "high level" discussions take
place between outside "experts" and local leaders who are anxious
to get assistance in solving a problem. (We will relate such an incident
from Asia in the discussion of Partners and Coalitions.)
- It helps to recognize that everything in one way or another is connected
to everything else. The causal relationships that emerge from the ever
evolving accommodation between urbanization and nature are often coping
mechanisms, designed to make the best of a bad situation. Being aware of
this and following the possible cause-effect chain of events before it
happens can create visions of future realities you may or may not want to
create by acting too quickly.
- Which is another way of saying consider the consequences before they
happen. "What if...?" is one of the most important questions to be
asked by the councillor who takes seriously the role of Guardian of
the Environment. It should be in the top drawer of your tool kit.
| The Trap of "Unawareness" |
Before leaving the discussion of awareness, we want to stress the
importance of this tool in helping us be sensitive to acts of degradation to our
environment. We often become "unaware" of problems like the
accumulation of trash and litter on our streets and in our parks. Or, to gradual
fouling of our rivers and streams with various kinds of pollutants. After
"living with" these problems over time, there is a tendency to not
see them, to not be aware that they even exist. Our senses of
awareness are often dulled by familiarity, constancy, and acceptance. Sometimes
we have to learn, or relearn how to be more aware of the world
around us.
There are plenty of information sources to avoid stepping into the trap of
"unawareness." UNEP IETC, for example, can offer its Searchable
Directory on Environmentally Sound Technologies (ESTs) containing data on
technology related information systems worldwide, institutions dealing with ESTs,
and selected technologies for city and water management.
Our ability to be more aware of what is happening to the environment can be
enhanced by a variety of activities and events. For example:
- monitoring of changes in the level of certain pollutants in the air and
water of your community;
- staff reports on the consequences in disposing of hazardous materials in
the local sanitary landfill;
- greater attention, at budget time, to the percentage of resources being
allocated to environmental programs;
- attending conferences and workshops that focus on the use of new
environmental technologies;
- exchanging ideas and information with officials from other communities who
are experiencing the same problems - or trying new approaches to solving
their problems.
Awareness is the act of using all our senses to monitor the current state of
our environs: hearing, touching, seeing, smelling and, sometimes, even tasting
the consequences of our collective and individual actions as they relate to our
natural environment.
We need to close our eyes for a while and listen.
There is always something unheard of in the air.
Karlheinz Stockhausen
20th century composer
Awareness helps us discover and understand what is. Vision, on the other
hand, is a tool to help us define our perceptions of future reality, what can
be. Envisioning the future is largely a creative process. Creating a picture of
what you would like the future to be for you and your children. Robert Fritz,
author of The Path of Least Resistance, reminds us that the best place to begin
the creative process is at the end. In other words, "What is the final
result you want?" He says,
"This way of thinking helps you conceive the result
you want to
create independently from how you will create it. This is
probably the opposite of what you learned in school."5
Vision and creativity is the ability to stay with the what before you start
worrying about the how. It is having a concept of where you want your community
to go, in terms of sustainable development, before you start building the
vehicle to get you there.
Transforming corporate and community visions into short, coherent and
uplifting written statements of future intent is useful, but not always easy.
The following vision statement for metropolitan Durban's Local Agenda 21
initiative is among the best we have seen.
"In 20 years metropolitan Durban will be a thriving
industrial and
commercial centre, an attractive tourist destination and the gateway
to KwaZulu-Natal and Southern Africa. It will be a clean and safe
environment with less than 10% unemployment, more than 90% of
residents living in acceptable serviced housing: and with a generally
high quality of life that can be sustained. Democracy and tolerance
will be an established way of life."
In the context of this discussion, the vision is what you want your community
to be in terms of sustainable development and a "healthy" environment
at some future point in time.
Curitiba, Brazil: A Visionary Case in Point
Curitiba, Brazil has captured the attention and
imagination of planners, urbanists and public leaders from around the
world for its bold and effective approaches to guiding and managing rapid
urban growth. The vision of what Curitiba should represent as a viable and
vibrant city was forged long before the onslaught of emigrants from the
country side in the 1970s when the city nearly doubled in population.
While we will highlight some of the achievements of this model urban
environment at the end of the essay, we want to emphasize here what many
believe to be the keystone of their success over the past three decades
and more
The elected leaders of Curitiba adopted a comprehensive plan in the
sixties that has proven over the years to be both bold and visionary.
While the plan called for the integration of traffic management,
transportation and land use planning to support long term strategic
objectives, it went beyond these planning and operational technologies to
incorporate social and cultural values and concerns. At the heart of the
overall transportation and land use recommendations was a rather drastic
plan to create several structural transportation axes that would
crisscross the city and support the full range of urban needs. These axes,
analogous to the main arteries found in the human body, have continued to
serve the dramatic expansion of the city and remain healthy and fully
functioning as the city matures.
Moreover, the vision as defined several decades ago was holistic, going
far beyond the physical needs of the citizens. Too often, magnet cities,
such as Curitiba, become mere repositories for the rural poor and the
migrating hopefuls. The sense of community and the social and cultural
needs of the new citizens becomes lost in the milieu. The genius of the
Curitiba vision was its attention to sustaining these "softer"
elements of development: decentralizing work opportunities; encouraging
social interaction by the creation of leisure areas; supporting the
preservation of cultural heritage for those who had become uprooted out of
economic necessity. Visions require visionaries in conceptualizing the
future.
Visions also require visionaries to stay the course, to make real what
others deem possible. We will return to Curitiba as we conclude this
discussion to highlight the exemplary service of the elected officials and
staff of the city in their roles as leaders and Guardians of the
Environment. |
Earlier in this discussion we deliberately used the term healthy because we
want you to sit back, close your eyes and think about what "healthy"
means. Now, jot down in the space below some words, phrases and images that came
to mind as you though about the concept of healthy.
__________________________________________________________
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__________________________________________________________
__________________________________________________________
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You may have been thinking about your own body, or perhaps someone who is
close to you that may not be as healthy as you would like them to be. In
this little exercise you probably started with your concept of what healthy
means. Good! We need to think in concepts before we begin to envision what we
want the future to be.
There is a difference between a concept and a vision. Fritz says: Concepts
are general, visions are specific. In the conceptual phase of creativity we
experiment with ideas. We are mentally "trying on new ideas" to see if
they fit. One concept of healthiness may be a beautiful body, maybe
someone you know who has taken care of him or herself, epitomizing your notion
of what healthy means. Someone else might see healthy as being free of dis-ease,
and disease. Healthy not only in body, but in mind and spirit as well. For us,
Mahatma Gandhi comes to mind. Remember the physical vigor and mental agility he
displayed in his later years of valiant efforts to bring freedom to the
sub-continent of Asia? Metaphors (mental images and pictures) are ideal for
exploring the future we haven't yet experienced but would like to influence.
Now, apply the same terms you jotted down in the last reflective exercise to
think about what a healthy environment is. Do the same terms, images and
ideas fit? How different is your concept of a healthy environment from
your concept of healthiness?
Describe on the next few lines your concept of a healthy environment. You
might want to use a metaphor or two to make your concepts more clear. Perhaps a
beautiful pristine mountain stream is your metaphor for a healthy environment.
Or, a market full of fresh fruits and vegetables free of diseases, not loaded
with pesticides, and displayed in a clean and attractive setting. Or, children
who are happy and well nourished. Or, maybe a smokestack on the edge of your
community that no longer belches harmful chemicals and has become the highest
flower pot in the region as a symbol of your council's commitment to sustainable
development.
My concept of a healthy environment is:
__________________________________________________________
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| Writing Future Scenarios: One Approach to Visionary |
One of the more frequently used tools in visualizing what the future might
become is the development of various scenarios, or descriptions, about the way
our communities might turn out in the future. Peter Schwartz calls scenarios
"a tool for helping us take a long view in a world of great
uncertainty...stories that can help us recognize and adapt to changing aspects
of our present environment."6
Writing different scenarios about the future of sustainable development, as a
tool for developing local policies and programmes, is best done by those who
represent a cross section of your community. In fact, the greater the diversity
of thinking and values about development and the environment, the better the
opportunities for forging a consensus and commitment that can be sustained over
time. We will discuss in the next section about who you might involve in writing
scenarios (as a means of planning for a more sustainable future through
development). But for now, let's look at some of the steps decision makers take
in writing alternative descriptions about their future.
(It is helpful to know that major corporations and other
institutions
that worry about their own ability to be sustained (to survive in an
intensely competitive world), routinely use these methods as
strategic planning and management tools.)
Marvin Weisbord and Sandra Janoff, community and organization consultants,
have been working for years to refine a process for people seeking common ground
for action in organizations and communities. This process, something they call
Future Search, is a large group planning meeting that brings key interested
parties (stakeholders) together to work on a task-focused agenda. The meeting is
based on a simple idea: if you want the community (or organization) to transform
itself to move in a different direction on an issue like sustainable
development, you need a process that gives "people a chance to take
ownership of their past, present and future, confirm their mutual values, and
commit to action plans grounded in reality."7
The Future Search Conference format is one approach to writing future
scenarios. Over a two-day time frame, they:
- focus on the past: the community's highlights and accomplishments
(appreciate our history; identify trends we have experienced; explore what
the past means to us);
- focus on the present: current trends (understanding the forces
currently having an impact on the community);
- focus on the future: imagining an ideal future for the community;
- discover common ground: reaching consensus on a common future and
direction; and,
- make future plans: through shared understanding and greater commitment
to act.8
This is just one way to go about the process of scenario writing or what
these two authors call future search. We will offer our own version in the
learning tools that accompany this discussion. Without a conceptual framework
that defines where your community should be going (a future vision), it won't
help to develop action plans on how to get there.
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