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Anticipating the Environmental Effects of
Technology
A manual for decision-makers, planners and other technology
stakeholders
Prepared by
John E. Hay and Mathew Noonan
for the
United Nations Environment Programme
Division of Technology, Industry and Economics
Consumption and Production Unit, Paris, France
and
International Environmental Technology Centre, Osaka, Japan
Preface
There is growing recognition of the importance of applying
technologies that support the national and sub-national development process in
an environmentally sound and sustainable manner. This requirement was
highlighted in Agenda 21 and is now being addressed in many international,
regional and national initiatives, including the International and Regional
Round Tables on Cleaner Production.
New technologies, and effective and efficient use of existing technologies,
are essential to increasing the capabilities of countries, especially developing
countries, to achieve sustainable development, sustain the world's economy,
protect the environment, and alleviate poverty and human suffering. Achievement
of these goals requires improvements in the technologies currently in use and
their replacement, when appropriate, by more accessible and more environmentally
sound technologies.
Environmentally sound technologies protect the environment, are less
polluting, use all resources in a more sustainable manner, recycle more of their
wastes and products, and handle residual wastes in a more acceptable manner than
the technologies for which they are substitutes. Environmentally sound
technologies are more than just the specific application of know-how. Such
technologies are the total systems that include know-how, technical procedures,
goods and services, equipment, and organisational and managerial procedures.
Consequently, the assessment, transfer and assimilation of these technologies
involves consideration of such requirements as human resources development and
other local capacity building needs. Moreover, environmentally sound
technologies should be compatible with nationally determined socioeconomic,
cultural and environmental priorities.
Sometimes the environmental and human health and safety impacts of a proposed
technology investment are overlooked by those advocating the use of a new or
upgraded technology. Policies that promote the development and use of
environmentally sound technologies (often called "cleaner
technologies" in the context of pollution prevention and control) have been
adopted by many national agencies. An important aspect of implementing such
policies is the ability to recognise the most appropriate (clean) technology
among all the options under consideration. Without an appropriate method for
evaluating technology options in terms of their environmental and related
impacts, the process of technology transfer remains a chancy affair.
Thus the tool of "Environmental Technology Assessment" - or EnTA
for short - was born. EnTA is being developed and promoted by the United Nations
Environment Programme's (UNEP) Division of Technology, Industry and Economics,
and specifically by its International Environmental Technology Centre (IETC) and
its Production and Consumption (P&C) Unit. The P&C Unit focuses on EnTA
for process technologies used by industry while IETC focuses on EnTA
technologies used in urban environmental and freshwater management, whether by
governments, civil society or industry.
EnTA helps ensure the right decisions are made on technology choice. These
can be commercial decisions of what to import, government decisions on what
processes to license, decisions on what environmental technology to adopt and
apply, on regulatory decisions relating to issuing a permit, decisions by
community and other groups regarding support for, or opposition to, a proposed
technology investment, and even decisions by exporters on how to market their
new processes or environmental technologies. EnTA thus addresses the needs of
various groups. It applies to local processes and technologies as much as
imported ones, and can be used at small scale and for big industrial plants. It
is just as useful for industry departments as it is to environmental
organizations, since it reveals aspects of efficiency and effectiveness,
infrastructure needs and supply chains.
UNEP is an advocate of EnTA for two interconnected reasons. From the
production or industry perspective, an apparently easy solution to pollution
prevention is to include a treatment plant as part of the technology system. But
treatment plants are expensive to buy, expensive to run, and make no return on
the investment. In many cases the treatment is not as effective as is desired.
The cleaner production approach avoids this dilemma by using improved and
environmentally sound production technologies, and more efficient operation. The
result is less pollution, and a more productive enterprise - a win-win
situation. But it is sometimes hard to persuade people to adopt this approach.
UNEP has been promoting the cleaner production approach for over 10 years, and
there is now very satisfying uptake of the approach, by both governments and the
private sector. But the growing acceptance of cleaner production brings with it
a growing need to identify cleaner and safer technology alternatives. It is not
always appropriate to believe the enthusiastic claims of those promoting a
particular technology. Technology options should be assessed in a systematic and
comprehensive manner, so that the eventual choice represents the most
environmentally sound alternative, while at the same time meeting the other
requirements for the intervention. As cleaner production becomes a household
word, there is need for a tool like EnTA to facilitate the change.
On the other hand, from a consumption perspective, solid waste and wastewater
are also a consequence of resource use. Such wastes can be reduced but not
totally avoided. Waste avoidance is ideal, but it is not yet popular. Waste
avoidance and reduction are value laden practices that require value orientation
or reorientation in societies, if they are to be accepted. Much of the
responsibility to ensure people and individuals are aware of the appropriate
values and of the 'soft' technologies to apply (such as the appropriate
management systems and procedures, and the practices that avoid waste, reduce
waste or reuse or recycle waste) rests with municipal and other local government
authorities. EnTA is a method that will help such government agencies, and local
communities, identify and select the most appropriate technology option.
This Manual has been developed by UNEP to inform and guide planners, decision
makers and other stakeholders regarding a practical tool that will help them
identify the potential impacts of different technological choices, before any
environmental problems occur. The tool aims to assist stakeholders to explore
options and make informed choices about technologies that are compatible with
sustainable development goals. In its simplest form, EnTA is about helping
people make good choices - for the environment, as well as for themselves.
The Manual presents a practical and structured approach to analysing the
consequences of, and the alternatives to, a proposed technology investment. The
techniques used are qualitative and exploratory. While not all environmental and
related issues associated with a technology will be considered in depth, the
assessment should lead to recognition of the major concerns, guide selection of
the most appropriate option, and indicate whether a more in-depth analysis would
be appropriate.
The Manual provides practical suggestions for the use of EnTA in ways that are
designed to help facilitate a dialogue between multiple stakeholders, ultimately
leading to a more informed choice between selected technological alternatives.
The procedures described in this Manual are not intended to discourage
technological development or restrict technological choices. Rather, they are
aimed at improving the environmental outcomes associated with the decisions made
by planners and others making choices related to technologies.
The Manual has undergone considerable internal and peer review. In addition, the
Manual and its integral workbook and worksheets have been trialed at two
workshops where participants from governmental environmental and other agencies,
from industry, educational institutions and non-governmental organisations, were
trained in the use and application of EnTA. UNEP worked with partner
organisations to ensure the success of the training activities and to ensure
identification of the strengths and limitations of the Manual and ways in which
the Manual might be improved. Each workshop was based around a case study -
technologies for recycling used lead acid batteries and assessment of the use of
cyanide processing by the mining industry.
Lead acid battery recycling is also presented as a case study in the Manual.
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