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3.7 Step 5: Decide if a consensus decision can be reached
This is the final substantive step in the assessment. Normally completion of
this step will not require any additional information. Rather, it draws on the
findings of the preceding four steps.
The aim of this step is to facilitate a consensus regarding the environmental
and related performances of the proposed technology intervention.
Background
Identification and characterisation of environmental impacts is never exact.
The complexities of the environmental systems themselves, and especially the
interactions related to human activities, impair our ability to specify the
environmental consequences of a specific technology intervention. Due to the
complex nature of environmental systems this would be the case even if all
information was available. That is seldom, if ever, the case.
Recognition of the resulting uncertainties is important as it signals to
decision makers the relative extent to which they can rely on the guidance
provided, and hence make unequivocal and irreversible decisions. Significant
uncertainty calls for a more adaptive approach to management, where flexibility
is retained and options are kept open until the reduced levels of uncertainty
suggest it is appropriate to do otherwise. Thus, an adaptive management approach
invokes strategies for reducing uncertainties, to the extent that such efforts
are reasonable.
Completing Step 5
a. Can a consensus be reached with respect to the performance of the
preferred technology?
The questions to be answered in this step are designed to identify whether
all necessary steps have been completed, at least to the extent that some
necessary conclusions can be reached. If there are shortcomings, suggestions are
given as to which steps need to be repeated in order to move towards a
conclusion.
b. Characterise the significant information gaps, and uncertainties that
remain
The major gaps and uncertainties identified earlier are described. As noted
above, this information should be made available to the decision makers and
other stakeholders, in order to show the extent to which they can rely on the
guidance provided by the assessment.
c. Summarise the suitability of the preferred technology and the level of
certainty in the assessment
This step provides the opportunity to describe the environmental impacts of
principal concern and the types of changes in the technology intervention that
might result in further reduction of these impacts and hence improved
acceptability of the technology.
Once again it is appropriate to describe the level of certainty in this
aspect of the assessment, with the findings being made available to interested
parties, along with any recommendations.
Section 2.4 indicates that in some circumstances an EnTA should be followed
by a more detailed, rigorous and comprehensive assessment of the environmental
performance of the proposed technology intervention. Factors influencing such a
decision may well include existence of large information gaps, high levels of
uncertainty, inability to reach a consensus due to the continuing polarization
of views amongst stakeholders, and the serious nature of the environmental
impacts that have been identified. Any one of these circumstances would indicate
the need for a more comprehensive study, such as an environmental impact
assessment, an environmental or health risk assessment, a comprehensive economic
analysis or a social impact assessment.
The nature of the environmental impacts, the measures that may or may not be
available to avoid or mitigate these impacts and the gaps and uncertainties
should all be considered when making a recommendation as to whether a more
comprehensive environmental assessment should be undertaken.
The acceptability of the technology being assessed should be indicated and
the viability of any alternative technology interventions should be described.
Finally, the consensus recommendations regarding the preferred technology,
and any viable alternatives, should be provided.
3.8 Completing the EnTA
Once the Workbook and worksheets are completed, there are several additional
steps in the EnTA process that should be considered.
Document and present the assessment methods and findings
Careful attention should be given as to how, and to whom, the results of the
assessment should be communicated. For example, Step 1 identified the principal
beneficiaries of the proposed technology intervention and the stakeholders who
would carry the burden if the environmental values were not protected.
Consultation with interested parties was also used to help identify the goals of
the assessment. All these stakeholders will likely have a legitimate interest in
receiving and reviewing the results of the assessment. This is in addition to
those who will use the assessment findings to guide their decisions regarding
implementation of the technology intervention.
Different circumstances may call for substantively different ways of
reporting the results of the assessment, just as the breadth and depth of the
assessment itself is dependent on various circumstances. In light of this, no
attempt will be made to give an explicit description of the form, style and
content of formal and informal communications arising from the assessment.
However, any communication would normally take the following into account:
- The interests, backgrounds and concerns of the intended recipients;
- The information and methods used in the assessment, and the resulting
certainty of the findings;
- The goals of the technology intervention (step 1);
- The options for meeting the goals (Steps 1 and 4);
- The most significant environmental pressures associated with the proposed
technology (Step 2);
- The major environment impacts and the likely economic viability of the
technology investment (Step 3)
- The ability of alternative technology interventions to achieve the goals,
and the relative environmental impacts and economic performances of these
lternative options (Step 4)
- Recommendations regarding further assessments and implementation of the
proposed technology intervention (Step 5)
Follow-up to assessment
As noted in Section 2.7, an EnTA is not a one-off action. As new information
and understanding comes to light, as the technology cycle evolves, and as values
and goals change, there may well be a need to re-evaluate the assessment
findings.
Follow-up activities should include, but not be limited to the following:
- Responding to the decisions, needs and actions of the key players and
stakeholders;
- Revising the existing assessment and preparing new intervention strategies
and recommendations;
- Undertaking, as appropriate, more comprehensive assessments of the proposed
and/or alternative technologies;
- Providing additional information and guidance to key players and
stakeholders;
- Monitoring and assessing relevant technology transfers, developments,
implementations and uses;
- Monitoring and assessing impacts and regulatory, policy and other
developments;
- Adapting the technology intervention strategy to reflect new requirements,
information and understanding; and
- Revising the environmental technology assessment procedures in light of new
information, experience and understanding.
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